Regulations

Licenses

Capital Com Australia Limited is registered in Australia with company registration number ABN 47 625 961 177. Authorised and regulated by the Australian Securities and Investments Commission (ASIC) under Australian Financial Services License number 513810.

Capital Com (UK) Limited is registered in England and Wales with company registration number 10506220, authorised and regulated by the Financial Conduct Authority (FCA) under register number 018839. Capital Com SV Investments Limited is a regulated Cyprus Investment Firm, registration number HE 781146, authorised and regulated by the Cyprus Securities and Exchange Commission under the license number 319/17 (both entities referred together as “we”, “Company” or “Tradefx”).

Based in the European Union, Tradefx complies with the requirements imposed by the Markets in Financial Instruments Directive (MiFID).

Segregated Funds

Tradefx keeps its clients’ money in segregated bank accounts in accordance with our regulator’s rules on client money. In other words, your funds are held separately from our funds and are thus not exposed to any unexpected financial difficulties that may arise in the Company. The Company does not claim any entitlement to these funds, as they belong to you.

Clients funds are spread across a number of prominent banks (Royal Bank of Scotland, Raffeissen, Eurobank, Commonwealth Bank of Australia) that are constantly reviewed to ensure they are in line with the Tradefx guidelines.

Our clients’ funds, therefore, cannot be affected by sovereign and corporate debts.

Hedging is achieved through Tradefx money only.

Investor Compensation warranties

Tradefx segregates all retail client funds from its own money in accordance with relevant regulations. Capital Com (UK) Ltd is a member of the Financial Services Compensation Scheme (the “FSCS”) and Capital Com SV Investments Limited is a member of the Investor Compensation Fund (the “Fund”), which provide compensation for Retail Investors should Tradefx declare default

*Investor Compensation warranties are not applicable to Australian Resident clients. Alternative compensation arrangements apply. Please refer to Capital Com Australia Limited’s Financial Services Guide.

Fixing the amount of payable compensation

The amount of the compensation payable to each client is calculated in accordance with the legal and contractual terms governing our relationship with the client, subject to the set-off rules applied for the calculation of the claims between the client and Tradefx.

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